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Home > APEIS > Implementation
 
Implementation Plan for the First Phase (FY2002-2004) of Asia-Pacific Environmental Innovation Strategy Project
30-31 March, 2003
Second Research Coordination Committee of APEIS
M e n u
OBJECTIVES
SCOPE AND RESEARCH OUTLINE
PARTICIPATING ORGANIZATIONS
EXPECTED OUTCOMES OF THE FIRST PHASE
COORDINATION, IMPLEMENTATION AND MONITORING MECHANISM
CAPACITY BUILDING AND NETWORKING
INFORMATION SHARING AND OUTREACH
FUNDING
TIMETABLE FOR THE FIRST PHASE
WORK PLAN FOR FY2003
1. OBJECTIVES
  The major objectives of the Asia-Pacific Environmental Innovation Strategy Project (APEIS) are as follows:
* To develop scientific knowledge-based tools and innovative strategy options to promote informed decision-making for sustainable development, for the use of policy makers in the Asia-Pacific region as a common asset
* To promote regional cooperation and capacity building, so as to enable Asia-Pacific countries to formulate and implement their own policies for environmental management and protection that take into account their national circumstances, making use of the scientific tools and options developed, through participation and collaboration in the Project
APEIS is a concrete regional initiative to realize, in particular, the following part of the Plan of Implementation for the World Summit on Sustainable Development:
110. Assist developing countries, through international cooperation, to enhance their capacity in their efforts to address issues pertaining to environmental protection including in their formulation and implementation of policies for environmental management and protection, including through urgent actions at all levels to:
(a) Improve their use of science and technology for environmental monitoring, assessment models, accurate database and integrated information systems;
(b) Promote and, where appropriate, improve their use of satellite technologies for quality data collection, verification and updating and further improvement of aerial and ground-based observations, in support of their efforts to collect quality, accurate, long-term, consistent and reliable data;
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2. SCOPE AND RESEARCH OUTLINE
  APEIS is composed of three sub-projects, namely the Integrated Environmental Monitoring (IEM), Integrated Environmental Assessment (IEA) and Research on Innovative and Strategic Policy Options (RISPO) sub-projects, and support functions including networking and capacity building, and information sharing and outreach. These activities are all linked and collectively provide a range of information that assists formulation and implementation of policies for environmental management and protection. Synergies are expected to arise between these sub-projects - monitoring data produced by IEM will be used for model verification and simulation of IEA - while integrated models developed by IEA will be used to quantitatively assess the effects of innovative strategy options proposed by RISPO.
The aim of the IEM sub-project is to develop an integrated environmental monitoring system, that can cover the entire Asia-Pacific region, mainly by using the MODIS (Moderate Resolution Imaging Spectrometer) sensor mounted on the EOS (Earth Observation System)-Terra satellite, and through cooperative research with countries in the region. The sub-project consists of the following components:
* Establishment of a network of satellite data receiving stations and analytical systems for MODIS data that covers the Asia-Pacific region.
* Development of a ground-truth observation network for various ecosystem types to validate satellite remote sensing data in the Asia-Pacific region
* Integrated monitoring of environmental disasters such as dust storms, transboundary air pollution, floods, marine pollution and oil spills, forest fires, and so forth
* Integrated monitoring of environmental indices and degradation such as desertification, salinization and deforestation as well as land use and land cover changes
* Development of an integrated model to simulate water, heat and carbon cycles coupled with terrestrial processes and plant productivity at the regional and watershed scale
* Exploration of options for sustainable catchment management by using the above tools and knowledge
The aims of the IEA sub-project are to provide integrated models of the environment and economy, as well as a strategic database to assess the current and future interactions between economic development and environmental changes, and to predict the effects of strategic policy options. This sub-project consists of the following components:
* Development of a set of integrated assessment models including environment-economy models (AIM/Trend and AIM/CGE), ecosystem/health impact models (AIM/Ecosystem and AIM/Water), a material/recycle-economy model (AIM/Material) and an energy technology model (AIM/Energy) based on the achievements of an existing computer simulation model development project (the Asia-Pacific Integrated Model (AIM) project)
* Development of indicators and a strategic database comprised of the fundamental database, index base, model base and strategy option base, which will be systematically linked to each other and readily available for policy making
* Assessment of the current conditions and possible future changes of the environment and economy, and the quantitative effects and implications of proposed innovative strategy options
The aims of the RISPO sub-project are to propose innovative and strategic policy options, and to formulate a Good Practices Inventory that provides knowledge-based tools for informed decision making by examining information about successful or unsuccessful practices collected through field-based case studies. This sub-project consists of the following components:
* Conducting of field-based case studies in selected countries to formulate the Good Practices Inventory and possible strategic policy options in such categories of innovation as promoting eco- markets and industry, developing innovative urban systems, appropriately using community resources, and networking stakeholders for action.
* Development of the Good Practices Inventory from the data obtained through case studies mentioned above and from other existing projects such as Global Environment Facility (GEF) projects
* Proposal of Strategic Policy Options based on analyzing the practices and instruments compiled in the Good Practices Inventory.
* Implementation of pilot projects on selected issues and sites, in order to examine the effects, feasibility and applicability of the strategic policy options.
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3. PARTICIPATING ORGANIZATIONS
The following research institutes in the region are currently working on various aspects of the APEIS sub-projects. The process of involving other research institutes is ongoing.
IEM Earth Observation Centre, CSIRO (Australia); Institute of Geographical Sciences and Natural Resources Research, Chinese Academy of Science (CAS) (China); Chinese Ecosystem Research Network, CAS (China); Xinjiang Institute of Ecology and Geography, CAS (China); National Institute for Environmental Studies (NIES) (Japan); National University of Singapore (Singapore)
IEA Energy Research Institute (ERI), State Development Planning Commission (China); Institute of Geographical Sciences and Natural Resources Research, CAS (China); Indian Institute of Management, Ahmedabad (India); NIES (Japan); Kyoto University (Japan); Universiti Putra Malaysia (Malaysia); Korea Environment Institute (Republic of Korea); Sangmyung University (Republic of Korea); Asian Institute of Technology (Thailand)
RISPO Bangladesh Resource Centre for Indigenous Knowledge (BARCIK) (Bangladesh); ERI (China); The University Hong Kong (China); Department of Forests, Government of Uttranchal (India); Tata Energy Research Institute (TERI) (India ); Indonesian Ecotourism Network, RMI, (Indonesia); University of Gadjah Mada (Indonesia);University of Indonesia (Indonesia); Institute for Global Environmental Strategies (IGES) (Japan); Sustainable Society Promotion Center (Japan); Management Association of the Philippines (the Philippines); Korea Environment Institute (KEI) (Republic of Korea); Kasetsart University (Thailand ); Mahidol University (Thailand ); National Center for Genetic Engineering and Biotechnology (BIOTEC) (Thailand ); Thailand Environment Institute (TEI) (Thailand); Asian Institute of Technology (AIT) (Thailand); Vietnam National University (Vietnam); and UNEP Collaborating Centre on Energy and Environment (UCCEE). The research teams are receiving advice from the scholars of: Kyoto University (Japan); NIES (Japan); Rikkyo University (Japan); Yokohama National University (Japan); and the Mountain Institute (U.S.A.).
Environmental ministers and senior officials in the region, as well as representatives of international organizations have been participating in the supervisory bodies of APEIS, including the Environment Congress for Asia and the Pacific (ECO ASIA) and the ECO ASIA Panel. International research networks and institutions, including the Asia-Pacific Network for Global Change Research (APN) and the Institute of Advanced Studies of the United Nations University (UNU/IAS), are strong partners working with APEIS.
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4. EXPECTED OUTCOMES OF THE FIRST PHASE
APEIS intends to produce two types of products - "knowledge-based tools for decision- making" and "priority strategy options." They will be developed through close collaboration between scientific activities and policy makers in order to meet the needs of policy makers. In the first phase, these products will deal with selected issues and countries.

Specific products of APEIS with respect to knowledge-based tools include the following:
* Monitoring methodologies and networks that cover environmental disasters and degradation, and make full use of satellite technologies
* A set of assessment models (an environment-economy model, an ecosystem/health impact model, a water resource/agriculture model, a material/recycle-economy model and an energy technology model) that enable integrated assessment of interactions relating to environmental degradation, abatement and development policies, and socioeconomic impacts
* Strategic databases and indicators that can be readily available for policy making
* A good practices inventory that compiles examples and cases illustrating the good use of innovative environmental approaches and strategies
* A set of strategic policy options including innovative/breakthrough instruments that can be available for policy making
Priority strategy options will also be developed in key areas, such as the following:
* Promoting eco- markets and industry, such as innovative financing for renewable energy development, inter-boundary market for recycled materials, and improving environmental performance of small and medium- sized enterprises
* Developing innovative urban systems, such as environmentally sustainable transport systems
* Appropriately using community resources, such as biomass energy, and community-based tourism
* Networking stakeholders for action, such as environmental education by NGOs, and local/indigenous knowledge-based sustainable resource management
* Promoting sustainable catchment management based on an ecosystem approach
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5. COORDINATION, IMPLEMENTATION AND MONITORING MECHANISM
  APEIS has a three- level mechanism for coordination, implementation and monitoring. The supervisory bodies include the ECO ASIA congress, the ECO ASIA Panel and the Research Coordination Committee (RCC).

The ECO ASIA meeting of environmental ministers is the principal audience of APEIS to receive reports of the scientific activities, conduct policy discussions based on the outcomes, and also to provide policy guidance to the activities.

As one of its functions, the ECO ASIA Panel, established under ECO ASIA, reviews and endorses the overall project, and coordinates the scientific activities with policy formulation. It consists of senior environmental officials from Asia-Pacific countries, and representative s from international organizations and projects such as APEIS that have been endorsed by ECO ASIA.

The RCC was established to promote linkages and coordination between the three sub-projects, and to develop a draft overall research plan and summary reports to be reviewed by the ECO ASIA Panel. It consists of representatives from the three sub-projects of APEIS and from the APN.
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6. CAPACITY BUILDING AND NETWORKING
  Capacity building is one of the highest-priority activities in APEIS. The findings of APEIS activities will be widely disseminated and shared among researchers, policy makers and the public, to build the region's capacity for better-informed decision making. Among other plans, a series of scientific capacity building workshops at the sub-regional level will be organized periodically on specific topics, such as integrated monitoring, integrated assessment and policy options in collaboration with the APN and other institutions.

Links will be sought between APEIS and other mutually supportive initiatives at the international and regional levels. Such activities include the Millennium Ecosystem Assessment (MA), APN activities, and a GEF project entitled "National Performance Assessment and Subregional Strategic Environment Framework in the Greater Mekong Subregion (GMS) (SEF II)." APEIS will also seek a possibility of cooperation with relevant global/regional activities such as "Atmospheric Blown Clouds - Asia" and UNEP/Global Environment Outlook.

Notes on Networking
(i) An ecosystem assessment project in western China -one of the regional components of the MA- is being implemented as a joint activity of APEIS and the MA. Ecosystem monitoring data produced by APEIS will be provided to the MA.
(ii) The APN is an intergovernmental network to foster global environmental change research in the Asia-Pacific region, and to enhance scientific capacity - particularly in developing countries. As of July 2002, 21 countries are participating in the APN.
(iii) The project titled "National Performance Assessment and Subregional Strategic Environment Framework in GMS (SEF II)" has been launched by the Asian Development Bank, in collaboration with UNEP, NIES, IGES and GMS countries, making use of GEF funds. Modeling and case study outcomes of APEIS will be provided to this project through NIES and IGES.
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7. INFORMATION SHARING AND OUTREACH
  APEIS puts a high priority on information sharing and outreach in order to raise stakeholder awareness, as well as to ensure transparency and accountability of the project. A wide range of information will be made available to targeted audiences, i.e. members of supervisory bodies and participating research institutes, and other stakeholders, by means of Internet websites, CD-ROMs and printed publications. As such, an APEIS website has been developed and managed as a subset of the ECO ASIA website. This website will also be used as a communication tool among APEIS participants, the targeted audiences and the public.

The types of information to be provided to the public include documents on project design and implementation plans, reports of findings (including technical papers), summaries of technical papers and overall summaries. The detailed technical papers are targeted at researchers, while their summaries are for policy makers and the public. These reports will be produced annually in the form of progress reports during the first phase and final reports at the end of the first phase. In addition, meeting documents and data collected and processed by the sub-projects will be made available for members of the supervisory bodies and participating research institutes.

Provision of ad hoc products for specific country needs, such as natural disaster early warning data, may be considered taking into account the needs of policy makers and capacities of APEIS sub-project teams.
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8. FUNDING
In FY2003 (April 2003 - March 2004), the Japan's Ministry of the Environment will allocate 486 million yen (about US$4.1 million) for APEIS activities.
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9. TIMETABLE FOR THE FIRST PHASE
The timetable of APEIS during its first phase is attached to this document. It presents timetables for each activity as well as interactions among three sub-projects. For example, IEM will produce data products for the model parameterization, verification and simulation practices of IEA. IEA will provide RISPO with model verification to assess and quantify the effects and impacts of preliminary innovative and strategic policy options that will be incorporated in the final policy options.
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10. WORK PLAN FOR FY2003
10.1 INTEGRATED ENVIRONMENTAL MONITORING (IEM)
(a) Expected Outcomes and Products
The expected outcomes and products of the IEM sub-project in FY2003 include the following:
(i) A network of satellite data-receiving stations and a MODIS data analytical system
* Besides three satellite data-receiving stations of Terra-MODIS in Beijing, Urumqi and Singapore (National University of Singapore), one more station operated by Earth Observation Center, CSIRO, Australia is expected to join the network.
* Two data-analyzing centers located in IGSNRR and NIES, which store databases, including satellite data (e.g. MODIS, LANDSAT, ASTER, NOAA, TRMM), GIS data and measurements of ground-truth ecological stations
(ii) APEIS-FLUX: A ground-truth observation network for monitoring various ecosystems.
* Five ground-truth monitoring stations at Yucheng in Shandong Province, Fukang in the Xinjiang Vigor Autonomous Region, Taoyuan in Hunan Province, Haibei in Qinghai Province and Qianyanzhou in Jiangxi Province, China
* A consistent, quality-assured and documented dataset of long-term measurements involving micrometeorological factors, eddy covariance fluxes, vegetation characteristics, and soil properties from a variety of ecosystems, including grass lands (Haibei), dry fields (Yucheng), paddy fields (Taoyuan), forests (Qianyanzhou) and semi-arid land (Fukang)
(iii) A system of environmental indices for the monitoring of environmental degradation and disasters
* Development of a data-analyzing system to process high- level MODIS products, by which some important ecologic al variables will be produced
* Development of new indices to monitor the environmental degradation and disasters
(iv) Development of an integrated model to simulate water, heat and carbon cycles coupled with terrestrial processes and plant productivity at the regional and watershed scale
(b) Research Plan
(i) Development of a satellite database, including MODIS, LANDSAT, ASTER, NOAA and TRMM. To support the APIES research objectives, MODIS satellite data will be processed through the following steps: (1) receive daily MODIS data from the MODIS instrument onboard NASA's EOS Terra satellite and create an approach to provide rapid access to MODIS data, (2) introduce NASA's data processing system for developing the high- level MODLAND products, (3) explore the possibility of regional standardization of these high level products by using ground-truth observations, and (4) design and demonstrate a basic framework of regional information system which could be used by decision makers.
(ii) Development of a ground-truth database, to include GIS data and measurements from ground-truth ecological stations. For this purpose, comprehensive ground-based and in situ observations and a consistent, quality-assured and documented database will be developed. They will include measurements of water vapor, energy exchange, and carbon dioxide from a variety of ecosystems.
(iii) Development of a system of environmental indices for monitoring environmental degradation and disasters
* Validation of high- level MODIS products using APEIS-FLUX data, by which some important ecological variables, such as surface reflectance and temperature, Normalized Difference Vegetation Index (NDVI), Leaf Area Index (LAI), Fraction of Photosynthetic Active Radiation (FPAR) and Net Primary Productivity (NPP).
* Development of a scaling- up methodology for the high- level MODIS products validated at the APEIS-FLUX sites to regional scale.
* Development of new indices, such as a Dust Storm Index (DSI), Water Deficit Index (WDI), and Soil Moisture (SM), to monitor the environmental degradation (e.g., deforestation, desertification and urbanization), and disasters (e.g., dust storms, air pollution, floods, fires, and so on).
(iv) Development of an integrated model to simulate water, heat and carbon cycles coupled with terrestrial processes and plant productivity at the regional and watershed scales
* Estimation of NPP for grassland, forest, dry field and paddy field using the Terrestrial Ecosystem Model (TEM). For this purpose, the following will be required: (1) construction of land cover maps and a LAI map with MODIS data; (2) construction of a soil map including organic matter, carbon density, total nitrogen and texture; (3) parameterization of the TEM by vegetation types; and (4) validation of the model using the APEIS-FLUX data.
* Estimation of crop productivity by an adjusted DSSAT model that will couple with certain parameters, such as LAI, FPAR and canopy temperature, derived from MODIS data. Following the calibration of DSSAT-wheat in FY 2002 based on the field experimental results for winter wheat in north part of the North China Plain, DSSAT-corn and DSSAT-rice models will be developed in FY 2003.
* Development of an integrated catchment-based water, heat and carbon cycle model in China.
(c) Capacity Building Activities
The second APEIS Capacity Building Workshop on Integrated Environmental
Monitoring of Asia-Pacific region will be held in October 2003 in Australia, in
collaboration with the APN. The objectives of the workshop include capacity building on the development of integrated monitoring systems as well as the exploration of monitoring network expansion. It will be jointly organized by NIES, CSIRO, IGSNRR and the National University of Singapore.

Experts from countries in the region that are not currently participating in the IEM sub-project will also be invited through the APN network to explore the possibility of expanding the monitoring network.

Another important capacity building activity is to construct a platform for researchers to conduct integrated studies at ground-truth observation sites. There are now four institutes in the Chinese Academy of Sciences that have joined this project. These institutes include the Institute of Geographical Science and Natural Resources, the Northwest Plateau Institute of Biology, the Institute of Subtropical Agriculture, and the Xinjiang Institute of Ecology & Geography.
(d) Collaboration with Other APEIS Sub-projects
IEM will produce data products in the receiving area of two stations for model parameterization, verification and simulation practices of IEA after MODIS data calibration. The parameters -such as albedo and LAI in 2002, with a time resolution of 8 days or 16 days and a spatial resolution of 1 km will be provided for other APEIS sub-projects.
(e) Interactive Demonstration Activities with Policy Makers
IEM will collaborate with the China Council of International Cooperation on Environment and Development (CCICED) Task Force on Integrated River Basin Management. Interactive activities with the CCICED (a high- level consultative body) may include the provision of strategic information to and communication with the Council concerning the environmental and sustainable development issues in China. IEM will also seek interactive activities with the State Environmental Protection Administration and the Changjiang Water Resources Commission in China regarding the sustainable management of catchment ecosystem in Changjiang river basin, which will contribute to China MA as well.
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10.2 INTEGRATED ENVIRONMENTAL ASSESSMENT (IEA)
(a) Expected Outcomes and Products
The expected outcomes and products of the IEA sub-project in FY2003 include the following:
(i) Provision of a set of integrated assessment models (second version) as major tools of APEIS for the assessment of innovative strategy options in the Asia-Pacific region:
* Extended version of AIM/Trend, a reduced-form model to project future socio-economic trends and environmental change for all 42 countries of the Asia-Pacific region, as well as for other regions in order to compare their trends and changes.
* Full version of AIM/CGE, a general-equilibrium-type world economic model with environmental modules for regional use
* Full version of AIM/Material, a environment-economy integrated model with material balance and recycling process modules for India and China
* Full version of AIM/Energy, a bottom- up technology selection model of energy use for the extended countries of the region
* Preliminary version of AIM/Ecosystem, an integrated model of socio-economic activities with ecosystem changes, including vegetation, agriculture, land, water and health for selected countries of the region, as well as for the world.
* Full version of AIM/Water, an integrated model of water discharge, water supply, demand, and water pollution for selected river basins and cities of the region
(ii) Provision of the full version of the strategic database and indicators focusing on environmental efficiency for APEIS use for the Asia-Pacific region
(iii) Provision of full projections of environmental trends as well as full assessments of innovation needs and innovation options focusing on the selected countries in the region based on the above models and database
(b) Research Plan
An Asian joint team, consisting of research institutes from China, India, Japan, Korea, Malaysia and Thailand, will collaboratively promote IEA, based on a set of well-known computer simulation models for the region, collectively known as AIM (Asia-Pacific Integrated Model), which have been created over the last ten years for climate change and mitigation analyses.
(i) Development of the fundamental structure of six models based on the AIM family of models - AIM/Trend, AIM/CGE, AIM/Material, AIM/Energy, AIM/Ecosystem, and AIM/Water.
* AIM/Trend is a multi- regional model with a simple structure that can project the conditions of the economy, energy and the environment for the target year 2032. It will be applied to the assessment of future trends in the economy and environment, and their mutual interactions, of all 42 countries in the Asia-Pacific region.
* The AIM/CGE model is a multi-regional, multi-sectoral, computable general equilibrium (CGE) model. It will be used to assess the environmental and economic effects of new market establishment, new investment, technology transfer, and international trade.
* AIM/Material is a country-based CGE model dealing with environmental investment and environmental industry. In order to support AIM/Material, a bottom- up technology model will be constructed. The main feature of AIM/Material is in the integration between monetary and material balances, including waste recycling.
* AIM/Energy is a country- level bottom-up model that reproduces the technology selection process for energy supply and demand. Four hundred technologies listed in the model will help to determine the best mix of technologies, while considering future socio-economic trends. This model has already been applied to Japan, China, India and Korea, and there are now plans to apply it to the ASEAN countries.
* AIM/Ecosystem is a set of computer models that simulate vegetation dynamics, water discharge, agricultural productivity, natural processes of ecosystem change, land use change, and socio-economic change (such as health and economic impacts) caused by ecosystem change. These models are linked to an economic model for integrated assessments of total ecosystem change. AIM/Ecosystem will be integrated at each country level, as well as global level, for APEIS and the MA use.
* AIM/Water is one of the AIM/Ecosystem components. It reproduces the processes of water discharge, water demand, water supply and water pollution. AIM/Water will have a specific component of city-environment interactions to assess in greater detail the effects of innovation strategies for large Asian cities.
(ii) Integration and application of these models to preliminary projections of future trends of socio-economic activities and environmental change to clarify the tradeoffs between economic growth and the environment in the Asia-Pacific region. These models will also be applied to the preliminary assessment of strategy options to make breakthroughs with these tradeoffs - innovations such as the establishment of new environmental markets, development of new environmental technologies, new approaches to national land conservation strategies, establishment of new environmental infrastructure, and new arrangements for international cooperation.
(iii) Development of the strategic database in order to integrate regional statistics and strategy option data with input assumptions, simulation outputs, and policy evaluation indices. The strategic database will be comprised of the fundamental database, the index base, and the strategy option base with the module to estimate their effects, which will be systematically linked to each other in order to support the processes of policy making relating to sustainable development. The input-output interface of the database will be developed for direct use by policy makers.
(c) Capacity Building Activities
In the process of model development and application, a capacity building program will be introduced by the IEA sub-project in the following three ways:
* By transferring models with detailed manuals to Asian experts, and responding to requests for consultation on the model applications
* By holding a training workshop on model application and simulation operation. The second training workshop is planned for Beijing or Bangkok
* By inviting experts to NIES to participate in the model development process
(d) Collaboration with Other APEIS Sub-projects
IEA will give priority to preparation of monitoring data/indicators for IEM and policy option items for RISPO. Monitoring data/indicators supplied by IEM will be used in IEA modeling and simulation processes, and some of the Strategic Policy Options proposed by RISPO will be analyzed quantitatively by IEA to estimate the environmental and socio-economic consequences of the Strategic Policy Options. IEA strategic database can provide an information platform for overall APEIS activities.
(e) Interactive Demonstration Activities with Policy Makers
IEA plans to implement, with the participation of Asia-Pacific policy makers, demonstrations of interactive use of the preliminary version of the strategic database to encourage effective communication with them, as well as to make the design of the database more user friendly. The demonstrations will be performed using the occasion of ECO ASIA Panel and/or other opportunities.
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10.3 RESEARCH ON INNOVATIVE AND STRATEGIC POLICY OPTIONS (RISPO)
(a) Expected Outcomes and Products
The expected outcomes and products of the RISPO sub-project in FY2003 include the following:
(i) Continuing collection of good practices based on literature and local information in the following categories of innovation.
Category of Innovation Examples of good practices
Promoting Eco-Markets and Industry Innovative financing for renewable energy development
Creation of inter-boundary market for recycled materials
Improving environmental performance of small and medium-sized enterprises (SMEs)
Developing Innovative Urban Systems Development of environmentally sustainable transport systems in urban areas
Appropriately Using Community Resources Promotion of biomass energy
Facilitating community-based tourism in protected areas
Networking Stakeholders for Action Promoting environmental education by NGOs
Promoting local/indigenous knowledge-based sustainable resource management
(ii) Conducting field-based case studies for the sound analysis of identified good/unsuccessful practices.
(iii) Provid ing the preliminary proposal of the Good Practices Inventory and Strategic Policy Options.
(iv) Examining the possibility of pilot projects.
(b) Research Plan
  The preliminary proposal of the Good Practices Inventory and Strategic Policy Options are developed in the following steps:
 
* Identification of good practices will continue by the research teams from IGES and partner research institutes according to the developed guidelines and criteria using literature reviews, data collection from local and other sources, and data collection from other existing projects such as GEF projects.
* Case reviews of identified good practices will be compiled based on the analysis of impacts, lessons learned, potential for application, and critical instruments with a focus on regulatory instruments, economic instruments, institutional arrangements, partnerships, self-regulation, technologies, awareness/capacity building, and design, planning and management, etc.
* Good Practices Inventory, a searchable database of good practice cases, will be developed and will be published through the RISPO website. The Inventory will be improved by receiving feedback from policy makers and other stakeholders.
* Conducting field surveys at selected sites for the sound analysis of good/unsuccessful practices. Field surveys planned to be conducted from FY2003 include the following:
 
> Field survey on financing for renewable energy development in China and India. In China, field surveys in the two cities of Yinchuan (Ningxia Hui Autonomous Region) and Xilinhaote (Inner Mongolia region) on government and international funding mechanisms (including CDM) for solar PV, Wind or PV/Wind hybrid systems. In India, field surveys in the state of Maharashtra on private sector financ ing of the grid-connected wind power, and in the state of Rajasthan on micro-financing of off- grid solar power.
> Field survey on improving environmental performance of SMEs in India and Thailand with the main focus on examining the feasibility and applicability of identified Strategic Policy Options in a region. For instance, "Gearing up the operations of industry/business associations (IAs)" is one of the identified options. Also interviews using questionnaires will be conducted to respond to the research question of "to what extent IAs are able to act as the catalysis for improving environmental performance of SMEs."
> Field survey on local/indigenous knowledge (LINK)-based sustainable resource management in Bangladesh, China, India, Japan, Thailand, and Vietnam. Various types of LINK-based practice in local activities such as forestry and agriculture, will be explored. Social and economic circumstances that promote (or hinder) such sustainable practices will be explored through interviewing and questionnaire surveys targeting local people, local agencies, and local business industries. For example, a field survey on LINK-based re-vegetation practices in limestone mountainous areas of Vietnam will be conducted.
  Field survey on urban transportation systems in China and Thailand. One large city and one medium-sized city have been selected for each country for the survey. For example, field surveys will be conducted in Taiyuan and Beijing in China in collaboration with Energy Research Institute. Interviews using the framework of the scenario analysis will be conducted.
  Other field sites will be described in the final document if necessary
* Strategic Policy Options will be proposed based on the analysis of Good Practices Inventory and results of the field surveys.
* Some of the proposals of Strategic Policy Options with higher priority will be further examined and the possibility of pilot projects will be examined to demonstrate their effects, feasibility and applicability.
(c) Capacity Building Activities
RISPO capacity development activities in the first phase are primarily focusing on enhancing the leadership of high impact national and local policy- makers to realize sustainable development. The objectives include:
 
(i) To disseminate its research outcomes (Strategic Policy Options and Good Practices Inventory) with appropriate learning programs and materials, such as internet-based courses, stand-alone CD-ROMs, and face-to- face workshops, and their combinations, etc. These programs and materials will be developed mainly for policy- makers in the region. However, they will be distributed to wider audiences.
(ii) To enhance the problem-solving capacity of RISPO participants, including researchers and other stakeholders, through collaboratively addressing issues, holding workshops, as well as developing learning programs and materials.
  Thus, an effective dissemination and utilization strategy of the Strategic Policy Options and Good Practices Inventory will be examined during FY 2003 with focus on promoting active involvement of researchers, policy- makers, and other stakeholders in their preparation. Further activities mentioned in item (i) will be activated in FY2004 based on the preliminary proposals of Strategic Policy Options and Good Practices Inventory scheduled to be delivered by March 2004.
(d) Collaboration with Other APEIS Sub-projects
In the process of developing Strategic Policy Options, quantifiable indicators in RISPO field-based research will be shared with IEA. Some attempts to develop such quantifiable indicators interchangeable between RISPO and IEA are in progress in such research areas as biomass energy use and environmentally sustainable transportation. By sharing data between RISPO and IEA, each of the projects looks for obtaining the following collaborative outcomes:
(i) Some of the Strategic Policy Options proposed by RISPO can be analyzed by IEA models. Environmental and socio-economic changes as the consequences of implementing certain policies will be estimated by models provided by IEA.
(ii) IEA can be also benefited by receiving RISPO's field-based research findings, such as detailed types and distribution of technological instruments in local settings. IEA models can be enhanced by incorporating such local specific data.
It is also expected to explore the possibility of systematic link between RISPO Good Practices Inventory and IEA Strategic Database. For the details of linkage between two databases, RISPO and IEA continue discussion.
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